Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kori? Claim Your ProfileKori Cusick is a financial advisor with Principal Securities, Inc. with over 25 years of experience in the industry. Kori is registered with the state of Iowa. Kori previously worked at Transamerica Investors Securities Corporation, Transamerica Financial Advisors, Inc, Transamerica Capital, Inc., Intersecurities, Inc., AFSG Securities Corporation, AEGON USA Securities Inc., and Charles Schwab & Co., Inc. Kori provides financial planning, pension consulting and educational seminars. Kori is a Series 6, 7, 24, 63, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
IA
07/11/2022 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
10/27/2015 - 08/03/2020
TRANSAMERICA INVESTORS SECURITIES CORPORATION (CEDAR RAPIDS IA)
IA
09/08/2010 - 12/19/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (CEDAR RAPIDS IA)
IA
11/30/2007 - 09/03/2010
TRANSAMERICA CAPITAL, INC. (CEDAR RAPIDS IA)
IA
08/10/1998 - 01/04/2008
INTERSECURITIES, INC. (CEDAR RAPIDS IA)
IA
05/11/1998 - 08/07/1998
AFSG SECURITIES CORPORATION (CEDAR RAPIDS IA)
IA
01/01/1995 - 04/30/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
TX
03/12/1993 - 11/17/1993
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
07/29/1991 - 04/07/1993
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
BC
Issued 08/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/03/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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