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Koren Aleena Howe

Herbert J. Sims & CO, Inc.

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About Koren Aleena Howe

Koren Aleena Howe is a financial advisor who is currently registered with Herbert J. Sims & CO, Inc. Koren has been in the industry since 2004 and is licensed in Connecticut and Massachusetts. Previously, Koren worked at Dominick & Dominick LLC, Warfield Associates, Inc., and Neuberger Berman, LLC. Koren has passed the Series 7, Series 63, and SIE exams. Koren's primary office is located in Fairfield, Connecticut.

Firm Information

Koren Howe is currently registered with Herbert J. Sims & CO, Inc.. Herbert J. Sims & CO, Inc. is a Corporation, formed on December 12, 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Koren Howe’s Registration & Firm History

CT

08/19/2016 - Present

Herbert J. Sims & CO, Inc. (FAIRFIELD CT)

NY

05/02/2008 - 01/29/2015

DOMINICK & DOMINICK LLC (NEW YORK NY)

NY

11/24/2004 - 05/13/2008

WARFIELD ASSOCIATES, INC. (NEW YORK NY)

NY

02/24/2004 - 11/12/2004

NEUBERGER BERMAN, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/07/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Koren Aleena Howe.
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