Unclaimed
Koren Aleena Howe is a financial advisor who is currently registered with Herbert J. Sims & CO, Inc. Koren has been in the industry since 2004 and is licensed in Connecticut and Massachusetts. Previously, Koren worked at Dominick & Dominick LLC, Warfield Associates, Inc., and Neuberger Berman, LLC. Koren has passed the Series 7, Series 63, and SIE exams. Koren's primary office is located in Fairfield, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/19/2016 - Present
Herbert J. Sims & CO, Inc. (FAIRFIELD CT)
NY
05/02/2008 - 01/29/2015
DOMINICK & DOMINICK LLC (NEW YORK NY)
NY
11/24/2004 - 05/13/2008
WARFIELD ASSOCIATES, INC. (NEW YORK NY)
NY
02/24/2004 - 11/12/2004
NEUBERGER BERMAN, LLC (NEW YORK NY)
BC
Issued 06/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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