Unclaimed
Konstantinos Kordalis is a registered securities representative with over 20 years of experience in the financial services industry. Konstantinos is currently employed with Stonex Financial Inc., and previously held positions with Mischler Financial Group, Inc., GTS Securities LLC, Cantor Fitzgerald & Co., Knight Capital Americas LLC, Knight Capital Americas, L.P., Newedge USA, LLC, Northern Trust Securities, Inc., Vanguard Marketing Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Konstantinos holds the Series 3, 7, 63, 65, SIE, 57TO, and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/13/2020 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
05/20/2019 - 07/01/2020
MISCHLER FINANCIAL GROUP, INC. (New York NY)
NY
05/15/2019 - 06/30/2020
GTS SECURITIES LLC (NEW YORK NY)
NY
09/19/2013 - 05/16/2019
CANTOR FITZGERALD & CO. (NEW YORK NY)
NJ
07/02/2012 - 09/16/2013
KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)
NJ
06/01/2009 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
05/04/2009 - 06/16/2009
NEWEDGE USA, LLC (NEW YORK NY)
NY
02/21/2008 - 02/17/2009
NORTHERN TRUST SECURITIES, INC. (NEW YORK NY)
PA
05/03/2006 - 07/26/2007
VANGUARD MARKETING CORPORATION (MALVERN PA)
NY
07/22/1998 - 02/22/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 11/23/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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