Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Konstantinos? Claim Your ProfileKonstantinos Stathopoulos is a financial professional with over 20 years of experience in the industry. Konstantinos has been registered with Alps Distributors, Inc. since 2021. Previously, Konstantinos was registered with IMST DISTRIBUTORS, LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, UBS FINANCIAL SERVICES INC., and MESIROW FINANCIAL, INC.. Konstantinos holds a Series 7, Series 24, Series 63 and Series 66 license and is registered to sell securities in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/09/2021 - Present
Alps Distributors, Inc. (San Francisco CA)
CA
01/11/2019 - 04/09/2021
IMST DISTRIBUTORS, LLC (LOS ANGELES CA)
CA
07/26/2016 - 10/23/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PALO ALTO CA)
NJ
11/13/2000 - 10/06/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IL
05/10/2000 - 11/22/2000
MESIROW FINANCIAL, INC. (CHICAGO IL)
BC
Issued 09/06/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Konstantinos Stathopoulos is the right advisor for you? Invested Better is here to help.
