Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Konstantinos? Claim Your ProfileKonstantinos Rigas is a financial advisor with over 29 years of experience in the financial services industry. Konstantinos has been registered with Charles Schwab & CO., Inc. since 1995, and has held Series 7, 9, 10, 63 and 66 licenses. Konstantinos is also registered as an Investment Advisor Representative in Texas. Prior to his current role, Konstantinos worked at Olde Discount Corporation and L.C. Wegard & Co., Inc. Konstantinos's specializations include investment advisory services and financial planning, and he provides advisory services to a variety of client types including individuals, high net worth individuals, businesses and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NJ
01/02/2019 - Present
Charles Schwab & CO., Inc. (Princeton NJ)
MI
05/16/1995 - 07/07/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
02/23/1994 - 02/23/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
BOTH
Issued 06/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/12/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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