Unclaimed
Konstantinos Nikolopoulos is a financial professional with extensive experience in the securities industry. Konstantinos has held various roles at prominent firms such as William Blair, Northern Trust Securities, Inc., and Waddell & Reed, Inc. Currently, Konstantinos is registered with Aon Securities LLC in Illinois, working as a registered representative. Konstantinos holds the Series 7 and Series 66 licenses, demonstrating a strong understanding of securities regulations and investment strategies. Konstantinos specializes in providing financial advice and guidance to clients, leveraging their expertise to help individuals and businesses achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Fairness opinions
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
IL
08/08/2022 - Present
AON Securities LLC (CHICAGO IL)
IL
12/29/2014 - 02/16/2022
WILLIAM BLAIR (CHICAGO IL)
IL
01/02/2008 - 12/16/2011
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
05/07/2007 - 07/23/2007
WADDELL & REED, INC. (OAKBROOK IL)
IL
01/22/2007 - 03/14/2007
VALIC FINANCIAL ADVISORS, INC. (CHICAGO IL)
BOTH
Issued 06/03/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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