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Konstantin Solomon Prives

Flagstar Advisors

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About Konstantin Solomon Prives

Konstantin Prives is a financial advisor with over 27 years of experience in the industry. Konstantin is currently registered with Flagstar Advisors, a firm with a strong reputation for providing personalized financial advice. Prior to joining Flagstar, Konstantin worked at HSBC Securities (USA) INC. and Chase Investment Services Corp. Konstantin is a Series 7, 9, 10, 26, 63, and 65 licensed professional and has a proven track record of helping clients achieve their financial goals. Konstantin specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and charitable organizations. Konstantin is committed to building long-term relationships with clients and helping them navigate the complexities of the financial world.

Firm Information

Konstantin Prives is currently registered with Flagstar Advisors. Flagstar Advisors is an investment advisor headquartered in New York, NY. The firm was formed in May 2000 and has 30 licensed agents, 36 investment advisor representatives, and 45 registered representatives. The firm primarily advises individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Flagstar Advisors offers investment advisory services including portfolio management for businesses, individuals, and pension consulting. The firm also provides selection of other advisors. Flagstar Advisors manages over $966 million in discretionary assets for 1,588 accounts. They are registered with the SEC and in all 52 states and are a participant in the FINRA arbitration forum.
Flagstar Advisors

1400 BROADWAY

NEW YORK, NY 10018

$966.65M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Konstantin Prives’s Registration & Firm History

NY

01/07/2025 - Present

Flagstar Advisors (New York NY)

NY

04/20/2006 - 02/10/2011

HSBC SECURITIES (USA) INC. (NEW YORK NY)

IL

09/18/1996 - 04/04/2006

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NA

04/20/1995 - 09/18/1996

CHEMICAL INVESTMENT SERVICES CORP.

MA

02/01/1995 - 04/24/1995

COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)

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Licenses & Designations

IA

Issued 10/14/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/28/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/13/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/28/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Konstantin Solomon Prives. Review regulatory record here.
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