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Konstantin Rusin

Wells Fargo Clearing Services, LLC

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About Konstantin Rusin

Konstantin Rusin is a financial professional with over 16 years of experience in the industry. Konstantin is currently registered with Wells Fargo Clearing Services, LLC and has been active in the financial services industry since 2008. Konstantin has held previous positions with HSBC Securities (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, Cambridge Investment Research, Inc., National Planning Corporation, and Ameriprise Financial Services, Inc. Konstantin is licensed to provide investment advice and securities brokerage services in 52 states and the District of Columbia. Konstantin holds the Series 3, Series 7, and Series 66 licenses as well as the SIE exam. Konstantin has earned the designations Certified Financial Planner and Chartered Financial Consultant.

Firm Information

Konstantin Rusin is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Konstantin Rusin’s Registration & Firm History

VA

07/26/2024 - Present

Wells Fargo Clearing Services, LLC (MCLEAN VA)

VA

12/10/2012 - 07/29/2024

HSBC SECURITIES (USA) INC. (Tysons VA)

DC

12/23/2011 - 12/04/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)

DC

02/14/2011 - 09/02/2011

MORGAN STANLEY SMITH BARNEY (WASHINGTON DC)

MD

08/04/2010 - 12/21/2010

CAMBRIDGE INVESTMENT RESEARCH, INC. (BETHESDA MD)

MD

08/14/2009 - 08/03/2010

NATIONAL PLANNING CORPORATION (BETHSEDA MD)

DC

08/01/2007 - 12/22/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)

VA

02/23/2007 - 06/04/2007

AMERIPRISE FINANCIAL SERVICES, INC. (VIENNA VA)

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Licenses & Designations

BOTH

Issued 04/09/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2011

Series 3 - National Commodity Futures Examination

BC

Issued 02/22/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Konstantin Rusin. Review regulatory record here.
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