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Konstantin Richard Danias

Prospera Financial Services, Inc.

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About Konstantin Richard Danias

Konstantin Danias is a financial advisor with over 30 years of experience in the industry. Konstantin is a Registered Representative and Investment Advisor Representative. Konstantin is currently registered with Prospera Financial Services, Inc. Konstantin is a Certified Financial Planner. Konstantin has a wide range of experience working with individuals, businesses, charitable organizations, and pension and profit-sharing plans.

Firm Information

Konstantin Danias is currently registered with Prospera Financial Services, Inc.. Prospera Financial Services, Inc. is a corporation headquartered in Dallas, Texas. Founded in 1982, the firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, and pooled investment vehicles. With over 150 licensed agents and investment advisor representatives, Prospera manages over $9.8 billion in regulatory assets. The firm is registered with the SEC and in all 50 states.
Prospera Financial Services, Inc.

5429 LBJ FREEWAY

DALLAS, TX 75240

$9.81B

Assets Under Management

8

Total Clients

235

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Percentage of assets under review

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Konstantin Danias’s Registration & Firm History

NJ

03/18/2008 - Present

Prospera Financial Services, Inc. (Parsippany NJ)

NJ

01/02/2001 - 03/03/2008

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (WOODBRIDGE NJ)

FL

01/03/2000 - 01/02/2001

JWGENESIS SECURITIES, INC. (BOCA RATON FL)

FL

01/04/1999 - 12/31/1999

GSG SECURITIES, INC. (BOCA RATON FL)

CO

09/21/1998 - 01/04/1999

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

NY

08/19/1994 - 10/05/1998

H.J. MEYERS & CO., INC. (ROCHESTER NY)

NY

04/22/1991 - 09/15/1994

HIBBARD BROWN & CO., INC. (NEW YORK NY)

NY

08/05/1994 - 08/19/1994

WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/10/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/07/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/15/1994

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Konstantin Richard Danias. Review regulatory record here.
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