Unclaimed
Konrad Stefanek is a financial professional with over 9 years of experience in the industry. Konrad is currently registered with Scotia Capital (usa) Inc., and has been a registered representative since October 2019. Previously, Konrad was registered with Cantor Fitzgerald & Co. and Jefferies LLC. Konrad has passed the SIE, Series 79, and Series 63 exams. Konrad is licensed in 52 states and is a highly experienced financial professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/29/2019 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
05/21/2018 - 10/24/2019
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
03/22/2017 - 06/06/2018
JEFFERIES LLC (NEW YORK NY)
NY
03/04/2014 - 03/20/2017
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 06/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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