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Konrad Stefanek

Scotia Capital (usa) Inc.

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About Konrad Stefanek

Konrad Stefanek is a financial professional with over 9 years of experience in the industry. Konrad is currently registered with Scotia Capital (usa) Inc., and has been a registered representative since October 2019. Previously, Konrad was registered with Cantor Fitzgerald & Co. and Jefferies LLC. Konrad has passed the SIE, Series 79, and Series 63 exams. Konrad is licensed in 52 states and is a highly experienced financial professional.

Firm Information

Konrad Stefanek is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Konrad Stefanek’s Registration & Firm History

NY

10/29/2019 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

05/21/2018 - 10/24/2019

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

03/22/2017 - 06/06/2018

JEFFERIES LLC (NEW YORK NY)

NY

03/04/2014 - 03/20/2017

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/03/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Konrad Stefanek.
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