Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Konrad? Claim Your ProfileKonrad Matthaei is a financial professional with over 20 years of experience in the securities industry. Konrad has held positions at several prominent firms including Cantor Fitzgerald & Co., Mitsubishi UFJ Securities (USA), Inc., Citigroup Global Markets Inc., RBC Capital Markets Corporation, J.P. Morgan Securities Inc., and UBS Warburg LLC. Konrad is currently registered with Cantor Fitzgerald & Co. as a General Securities Representative in New York. Konrad has a wide range of licenses and qualifications, including Series 7, 24, 52, 63, 79, 87, and 99, and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/16/2016 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
11/21/2014 - 05/09/2016
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NY
11/21/2006 - 11/14/2014
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
01/13/2006 - 08/21/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/07/2004 - 09/30/2005
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
07/09/2001 - 02/20/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
12/06/2000 - 07/06/2001
UBS WARBURG LLC (NEW YORK NY)
BC
Issued 06/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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