Unclaimed
Konrad David Romero is a securities professional registered with Fidelity Brokerage Services LLC. Konrad has been in the financial services industry since September 2021. Konrad is licensed to offer securities products and services in 51 states and is registered with FINRA. Konrad is also licensed to offer investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NM
09/20/2021 - Present
Fidelity Brokerage Services LLC (ALBUQUERQUE NM)
BC
Issued 09/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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