Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Konnin? Claim Your ProfileKonnin Tam is a financial professional registered with Apollo Global Securities, LLC. Konnin holds the Series 3, 7, 57TO, 62, and 63 securities licenses. They have been active in the financial industry since February 3, 2000, and has worked for Blackrock Investments, LLC and Goldman Sachs & Co. LLC. Konnin has a valid Series 63 license, and is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/20/2022 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
08/16/2018 - 04/14/2022
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
08/30/1999 - 08/15/2018
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 02/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2010
Series 3 - National Commodity Futures Examination
BC
Issued 09/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1999
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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