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Kong pan Wong

Stonex Financial Inc.

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About Kong pan Wong

Kong pan Wong is a registered representative with Stonex Financial Inc., located in Birmingham, AL. Kong pan Wong has been in the industry since August 23, 2018. Kong pan Wong holds the Series 7TO, SIE and Series 99 licenses.

Firm Information

Kong pan Wong is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kong pan Wong’s Registration & Firm History

AL

08/24/2018 - Present

Stonex Financial Inc. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 05/29/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kong pan Wong.
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