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Komal Singh Jamwal

Riversource Distributors, Inc.

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About Komal Singh Jamwal

Komal Singh Jamwal is a financial professional with Riversource Distributors, Inc. Komal is licensed to conduct business in Minnesota. Komal has passed the Securities Industry Essentials Examination (SIE) and Investment Company Products/Variable Contracts Representative Examination (Series 6TO).

Firm Information

Komal Jamwal is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Komal Jamwal’s Registration & Firm History

MN

05/31/2024 - Present

Riversource Distributors, Inc. (Minneapolis MN)

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Licenses & Designations

BC

Issued 05/31/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/01/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Komal Singh Jamwal.
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