Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Komal? Claim Your ProfileKomal Shah is a financial advisor with Fidelity Brokerage Services LLC. Komal has over two years of experience in the financial services industry. Komal holds the Series 7, Series 63 and SIE licenses. Komal has been registered with FINRA since July 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/13/2021 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
CA
07/16/2020 - 01/27/2021
PRUCO SECURITIES, LLC. (ORANGE CA)
CA
05/24/2018 - 07/26/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
BC
Issued 12/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Komal Shah is the right advisor for you? Invested Better is here to help.
