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Kolleen Bree O'Brien

Alps Distributors, Inc.

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About Kolleen Bree O'Brien

Kolleen Bree O'Brien is a registered representative with Alps Distributors, Inc. Kolleen has been in the securities industry since November 12, 2002. Previously, Kolleen was registered with Waddell & Reed and Ivy Distributors, Inc. Kolleen holds Series 6 and SIE licenses.

Firm Information

Kolleen O'Brien is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kolleen O'Brien’s Registration & Firm History

CO

11/17/2021 - Present

Alps Distributors, Inc. (DENVER CO)

KS

08/20/2002 - 08/23/2021

WADDELL & REED (OVERLAND PARK KS)

KS

03/05/2009 - 12/23/2019

IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kolleen Bree O'Brien.
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