Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kole? Claim Your ProfileKole G Bosworth is a financial advisor at Morgan Stanley. Kole has been working in the financial services industry for over 18 years. Kole has a broad range of experience and holds several industry licenses. Kole has a current registration with the state of Texas and Arizona. Kole is active in the broker-dealer and investment advisor space. In addition to working with individuals, Kole also works with businesses, investment companies, and charitable organizations. Kole is committed to providing clients with personalized financial advice. Kole is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
09/08/2021 - Present
Morgan Stanley (Tempe AZ)
TX
07/02/2021 - 08/25/2021
PROSPERA FINANCIAL SERVICES, INC. (DALLAS TX)
TN
03/12/2016 - 07/02/2021
MORGAN STANLEY (NASHVILLE TN)
NY
01/30/2015 - 03/03/2016
SNOWDEN ACCOUNT SERVICES, INC. (NEW YORK NY)
NY
08/28/2014 - 01/30/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
UT
03/11/2013 - 08/18/2014
MORGAN STANLEY (SALT LAKE CITY UT)
CT
08/18/2011 - 03/06/2013
RBS SECURITIES INC. (STAMFORD CT)
UT
06/01/2009 - 08/23/2011
MORGAN STANLEY SMITH BARNEY (SOUTH JORDAN UT)
UT
11/26/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SOUTH JORDAN UT)
UT
08/12/2005 - 10/13/2008
SCOTTRADE, INC. (SALT LAKE CITY UT)
RI
10/11/2004 - 08/12/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 09/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/03/2013
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 11/09/2012
Series 4 - Registered Options Principal Examination
BC
Issued 08/31/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/23/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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