Unclaimed
Kolby Smith is a financial advisor who has been in the industry since 2011. Kolby is registered with Cetera Investment Advisers LLC in Omaha, Nebraska. Prior to joining Cetera Investment Advisers LLC, Kolby was registered with Securian Financial Services, Inc. in Omaha, Nebraska. Kolby holds Series 66 and Series 7 licenses as well as the SIE exam. Kolby is also a Certified Financial Planner. Kolby provides financial planning, pension consulting, and educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
08/10/2023 - Present
Cetera Investment Advisers LLC (OMAHA NE)
NE
10/17/2011 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (OMAHA NE)
BOTH
Issued 11/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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