Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Koki? Claim Your ProfileKoki Asahara is a registered representative with Mufg Securities Americas Inc. in New York, New York. Koki has been in the industry for 3 years. Koki holds the Series 7, 79, and 63 licenses. Koki is registered with FINRA and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/31/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 10/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/31/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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