Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kok-wah? Claim Your ProfileKok-wah Chee is a registered representative with Mariner Group Capital Markets, LLC. Kok-wah has been in the securities industry since January 12, 2016 and has a Series 7, Series 3, Series 63, and SIE licenses. Kok-wah was previously registered with ALTIMA SECURITIES LP, FURTHER LANE SECURITIES, L.P., EXGEN SECURITIES LLC, MULTITRADE SECURITIES LLC, and FAIRVIEW SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/07/2022 - Present
Mariner Group Capital Markets, LLC (HARRISON NY)
NY
05/08/2008 - 09/30/2011
ALTIMA SECURITIES LP (NEW YORK NY)
NY
03/24/2006 - 04/23/2008
FURTHER LANE SECURITIES, L.P. (NEW YORK NY)
NY
05/11/2005 - 12/21/2005
EXGEN SECURITIES LLC (NEW YORK NY)
NY
02/18/2005 - 04/28/2005
MULTITRADE SECURITIES LLC (NEW YORK NY)
CT
10/28/2004 - 01/04/2005
FAIRVIEW SECURITIES, INC. (WESTPORT CT)
BC
Issued 09/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/22/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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