Unclaimed
Kojo Appiah-adjei Asiedu is a financial professional with over 15 years of experience in the securities industry. Kojo is currently registered with Wells Fargo Securities, LLC, where Kojo has been employed since June 2019. Prior to joining Wells Fargo Securities, LLC, Kojo worked at RAYMOND JAMES & ASSOCIATES, INC. from July 2013 to May 2019, Jefferies LLC from June 2011 to June 2013, and Stone & Youngberg LLC from January 2010 to June 2011. Kojo holds a number of licenses and certifications, including Series 7, Series 52, Series 6, Series 22, Series 79, Series 82, Series 99, and SIE. Kojo is registered to provide securities services in Colorado, Connecticut, District of Columbia, Kansas, Massachusetts, New Jersey, New York, Pennsylvania, and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/18/2019 - Present
Wells Fargo Securities, LLC (New York NY)
NY
07/25/2013 - 05/21/2019
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
06/16/2011 - 06/24/2013
JEFFERIES LLC (NEW YORK NY)
NY
01/08/2010 - 06/30/2011
STONE & YOUNGBERG LLC (NEW YORK NY)
CO
10/02/2006 - 08/17/2007
GEORGE K. BAUM & COMPANY (DENVER CO)
CO
10/19/2005 - 06/30/2006
GEORGE K. BAUM & COMPANY (DENVER CO)
BC
Issued 08/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/07/2010
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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