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Kojo Appiah-adjei Asiedu

Wells Fargo Securities, LLC

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About Kojo Appiah-adjei Asiedu

Kojo Appiah-adjei Asiedu is a financial professional with over 15 years of experience in the securities industry. Kojo is currently registered with Wells Fargo Securities, LLC, where Kojo has been employed since June 2019. Prior to joining Wells Fargo Securities, LLC, Kojo worked at RAYMOND JAMES & ASSOCIATES, INC. from July 2013 to May 2019, Jefferies LLC from June 2011 to June 2013, and Stone & Youngberg LLC from January 2010 to June 2011. Kojo holds a number of licenses and certifications, including Series 7, Series 52, Series 6, Series 22, Series 79, Series 82, Series 99, and SIE. Kojo is registered to provide securities services in Colorado, Connecticut, District of Columbia, Kansas, Massachusetts, New Jersey, New York, Pennsylvania, and Rhode Island.

Firm Information

Kojo Asiedu is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kojo Asiedu’s Registration & Firm History

NY

06/18/2019 - Present

Wells Fargo Securities, LLC (New York NY)

NY

07/25/2013 - 05/21/2019

RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)

NY

06/16/2011 - 06/24/2013

JEFFERIES LLC (NEW YORK NY)

NY

01/08/2010 - 06/30/2011

STONE & YOUNGBERG LLC (NEW YORK NY)

CO

10/02/2006 - 08/17/2007

GEORGE K. BAUM & COMPANY (DENVER CO)

CO

10/19/2005 - 06/30/2006

GEORGE K. BAUM & COMPANY (DENVER CO)

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Licenses & Designations

BC

Issued 08/16/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/29/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2011

Series 7 - General Securities Representative Examination

BC

Issued 01/07/2010

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kojo Appiah-adjei Asiedu.
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