Unclaimed
Kofi Thompson is an investment advisor representative with Hornor, Townsend & Kent, LLC, located in Richmond, Virginia. Kofi Thompson has 3 years of experience in the financial services industry. Kofi Thompson specializes in providing financial planning, portfolio management for businesses, and portfolio management for individuals. Kofi Thompson is also a registered representative with Northwestern Mutual Investment Services, LLC. Kofi Thompson holds the following licenses and certifications: Series 63, Series 65, Series 6TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
VA
07/17/2023 - Present
Hornor, Townsend & Kent, LLC (Richmond VA)
VA
05/16/2020 - 03/15/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RICHMOND VA)
IA
Issued 07/10/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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