Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Koen? Claim Your ProfileKoen Goorman is a financial advisor registered with Equitable Advisors, LLC. Koen has been a registered professional in the financial industry since 1992. Koen works in Rochester, NY and is licensed in several states across the country. Koen is registered with both FINRA and the SEC. Koen has earned several professional licenses and holds designations and certifications in financial planning, pension consulting, and portfolio management. Koen provides financial and investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/08/2011 - Present
Equitable Advisors, LLC (ROCHESTER NY)
NY
06/29/1992 - 01/08/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
06/29/1992 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 11/07/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/31/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/16/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/27/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Koen Goorman is the right advisor for you? Invested Better is here to help.
