Unclaimed
Kodie Cozart is a financial advisor registered with Vanguard Marketing Corp. Kodie has been working in the financial services industry since August 2018. Kodie is licensed to sell securities in Arizona and North Carolina and is also a Series 7 and Series 63 registered representative. Kodie has also passed the Securities Industry Essentials Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/08/2018 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 07/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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