Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kodi? Claim Your ProfileKodi Robert Hermann is a financial advisor with over 24 years of experience in the industry. Kodi is currently registered with LPL Financial LLC, a large financial services firm with over $50 billion in assets under management. Prior to joining LPL Financial LLC, Kodi worked for Ameriprise Financial Services, LLC and Phillips & Company. Kodi is registered to provide investment advice in 20 states and holds multiple securities licenses, including Series 7, Series 24, and Series 63. Kodi also holds the Series 65 license to provide investment advice. Kodi specializes in providing financial planning, portfolio management, and consulting services to individuals, corporations, and businesses. Kodi offers a range of services, including investment planning, retirement planning, estate planning, insurance planning, and college savings planning. Kodi is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/17/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
OR
09/22/2017 - 05/28/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Tualatin OR)
OR
09/24/2008 - 10/19/2017
LPL FINANCIAL LLC (TUALATIN OR)
OR
06/28/1999 - 09/26/2008
PHILLIPS & COMPANY (PORTLAND OR)
IA
Issued 06/06/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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