Unclaimed
Koby Thi Lieu is a registered representative with Raymond James Financial Services, Inc. Koby is located in San Jose, CA. Koby has passed both the General Securities Representative Examination and the Securities Industry Essentials Examination and has been in the industry since January 25, 2024. Koby was previously registered with RAYMOND JAMES & ASSOCIATES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/01/2024 - Present
Raymond James Financial Services, Inc. (San Jose CA)
CA
01/25/2024 - 04/02/2024
RAYMOND JAMES & ASSOCIATES, INC. (San Jose CA)
BC
Issued 01/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/01/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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