Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kobie? Claim Your ProfileKobie Bardouille is a financial advisor who has been working in the industry since 2001. Kobie is currently registered with Bofa Securities, Inc. and is located in Minneapolis, Minnesota. Kobie has a wide range of experience in the industry, having previously worked for Wells Fargo Investments, LLC, Morgan Stanley DW Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Kobie holds Series 6, 7, 31, 63, and 66 licenses. Kobie is also a registered representative of Bofa Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
MN
12/19/2023 - Present
Bofa Securities, Inc. (MINNEAPOLIS MN)
CA
05/14/2004 - 11/29/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
07/03/2002 - 06/17/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
03/01/2001 - 07/12/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/01/2001 - 07/12/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 01/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/14/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/28/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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