linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kob Yan

Citizens Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kob? Claim Your Profile

About Kob Yan

Kob Yan is a registered representative with Citizens Securities, Inc. since November 2005. Kob has been working in the industry since March 14, 2000. Kob holds licenses for Series 63, Series 65 and Series 7. Kob also has a SIE license. Kob is registered in Arizona, California, Florida, Michigan, New Jersey, North Carolina, South Dakota, Texas and Washington. Kob has experience with BANC One Securities Corporation, Charter One Securities, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company.

Firm Information

Kob Yan is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kob Yan’s Registration & Firm History

MI

08/24/2020 - Present

Citizens Securities, Inc. (ROCHESTER MI)

OH

11/12/2004 - 12/01/2005

CHARTER ONE SECURITIES, INC. (CLEVELAND OH)

IL

06/23/2003 - 11/09/2004

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

MN

06/23/2000 - 05/05/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

06/23/2000 - 05/05/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

OH

02/13/2000 - 06/14/2000

SKY INVESTMENTS, INC. (BRYAN OH)

NE

01/17/2000 - 02/15/2000

SECURITIES AMERICA, INC. (LAVISTA NE)

Not sure if Kob Yan is right for you?

Licenses & Designations

IA

Issued 01/02/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/10/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Kob Yan. Review regulatory record here.
Not sure if Kob Yan is right for you?