Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Klinton? Claim Your ProfileKlinton McCoy is a financial advisor with Charles Schwab & Co., Inc. Klinton has been in the financial services industry since 2006. Klinton is registered with the state of Texas and has passed a series of exams including Series 6, 7, 9, 10, 24, 63, and 66. Klinton is also a Registered Options Principal. Klinton was previously registered with Edward Jones, Guaranty Brokerage Services, Inc., and TD Ameritrade, Inc. Klinton works with both individuals and businesses and offers a variety of services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
09/11/2009 - Present
Charles Schwab & CO., Inc. (Austin TX)
NE
11/03/2021 - 05/19/2024
TD AMERITRADE, INC. (OMAHA NE)
TX
08/29/2008 - 03/19/2009
EDWARD JONES (AUSTIN TX)
TX
06/13/2006 - 07/31/2008
GUARANTY BROKERAGE SERVICES, INC. (AUSTIN TX)
BOTH
Issued 09/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2020
Series 4 - Registered Options Principal Examination
BC
Issued 10/08/2015
Series 24 - General Securities Principal Examination
BC
Issued 05/21/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/11/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/12/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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