Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Klindt? Claim Your ProfileKlindt Emil Ginsberg is an investment advisor representative with D.a. Davidson & Co. Klindt has been in the financial industry since 1992. Klindt is registered with the state of California and Texas. Klindt previously worked with Crowell Weedon & Co., Crowell, Weedon & Co., The Seidler Companies Incorporated, The Boston Group, and Cruttenden Roth Incorporated. Klindt holds the Series 7, 9, 10, 24, 55, 57TO, and 66 licenses, as well as the SIE exam. Klindt specializes in investment advisory services, securities trading, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/10/2018 - Present
D.a. Davidson & Co. (CARLSBAD CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (CARLSBAD CA)
CA
12/06/2006 - 11/04/2013
CROWELL, WEEDON & CO. (CARLSBAD CA)
CA
03/21/1997 - 12/07/2006
THE SEIDLER COMPANIES INCORPORATED (IRVINE CA)
CA
04/16/1996 - 04/22/1997
THE BOSTON GROUP (LOS ANGELES CA)
CA
10/29/1992 - 04/19/1996
CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)
BOTH
Issued 07/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/11/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/03/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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