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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Klay? Claim Your ProfileKlay Kane is a financial advisor currently associated with Morgan Stanley. Klay has been in the securities industry for over 37 years, with experience in providing investment advice to individual, institutional, and corporate clients. Klay is registered with the Securities and Exchange Commission (SEC) and with FINRA. Klay holds Series 63, Series 65, Series 7 and SIE licenses. Klay has been a financial advisor with Morgan Stanley since 2009, prior to that Klay was with Citigroup Global Markets. Klay has a long and diverse background in the financial services industry, and is well-equipped to meet the needs of a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IA
02/24/2014 - Present
Morgan Stanley (West Des Moines IA)
IA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DES MOINES IA)
NY
11/27/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/24/1985 - 11/29/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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