Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Klay? Claim Your ProfileKlay Alexander Uher is a financial advisor with Northwestern Mutual Investment Services, LLC. Klay has been in the financial services industry since June 13, 2021. Klay is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Klay holds the Series 6, 7, and 63 securities licenses. Klay is also registered in 18 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NE
06/14/2021 - Present
Northwestern Mutual Investment Services, LLC (LINCOLN NE)
BC
Issued 08/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/14/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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