Unclaimed
Kiyotaka Tanabe is a registered representative with Nomura Securities International, Inc. in the San Francisco area. Kiyotaka Tanabe has been in the industry for over 2 years and is licensed to provide investment banking and other financial services to clients. Tanabe is also registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
07/01/2024 - Present
Nomura Securities International, Inc. (SAN FRANCISCO CA)
BC
Issued 07/20/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/22/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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