Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kit-wing? Claim Your ProfileKit-wing William Li is an active registered representative with RBC Capital Markets, LLC in New York, NY. Kit-wing William Li has over 15 years of experience in the financial services industry. Kit-wing William Li has been registered with RBC Capital Markets, LLC since 11/1/2021. Prior to that, Kit-wing William Li was registered with Citigroup Global Markets Inc. from 4/11/2019 to 10/28/2021, G-BAR LIMITED PARTNERSHIP from 8/31/2009 to 1/9/2012, Barclays Capital Inc. from 9/22/2008 to 8/12/2009 and Lehman Brothers Inc. from 12/4/2006 to 9/22/2008. Kit-wing William Li holds Series 7, Series 63, and Series 7TO licenses. Kit-wing William Li specializes in 1, 2, 3, 4, 5, 6, 10.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/01/2021 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
04/11/2019 - 10/28/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IL
08/31/2009 - 01/09/2012
G-BAR LIMITED PARTNERSHIP (CHICAGO IL)
NY
09/22/2008 - 08/12/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/04/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/04/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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