Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kit? Claim Your ProfileKit S. Dang is a financial advisor with J.p. Morgan Securities LLC. Kit has been in the industry since 2001. Kit has been registered with FINRA since 2000 and has passed Series 6, Series 7, Series 63, and Series 66 exams. Kit specializes in financial planning, pension consulting, and selection of other advisors. Kit also provides portfolio management for businesses and individuals. In addition to J.p. Morgan Securities LLC, Kit has previous experience with Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, CUNA BROKERAGE SERVICES, INC., H&R BLOCK FINANCIAL ADVISORS, INC. and Jab Fitness. Kit is registered in 42 states and has a total of 42 active registrations. Kit is a member of FINRA and is subject to their rules and regulations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
09/19/2013 - Present
J.p. Morgan Securities LLC (Scottsdale AZ)
AZ
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
IL
06/30/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
01/25/2002 - 05/19/2003
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MI
08/28/2000 - 09/14/2000
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IL
01/10/2000 - 08/01/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 02/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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