Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kit? Claim Your ProfileKit Fenton is a financial advisor with UBS Financial Services Inc., where Kit has been registered since February 2018. Kit has over 25 years of experience in the financial industry, having previously worked at firms like ALPS DISTRIBUTORS, INC. and IFS FUND DISTRIBUTORS, INC. Kit is licensed to provide securities and investment advice in 31 states, including Georgia, California and Florida. Kit is also a registered representative of FINRA. Kit has a strong track record of success in helping clients achieve their financial goals, and is dedicated to providing personalized advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
02/14/2018 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
11/16/2009 - 10/24/2016
ALPS DISTRIBUTORS, INC. (NORCROSS GA)
OH
10/28/1999 - 11/13/2009
IFS FUND DISTRIBUTORS, INC. (CINCINNATI OH)
NE
09/28/1999 - 10/14/1999
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NA
06/20/1997 - 10/28/1998
PAINEWEBBER INCORPORATED
NJ
05/01/1996 - 10/28/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/14/1995 - 09/28/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
BC
Issued 09/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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