Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kishor? Claim Your ProfileKishor Bhatia is a financial advisor with Calamos Financial Services LLC. Kishor has been in the financial services industry for over ten years and has experience working with clients in both Illinois and Iowa. Kishor holds the Series 7, Series 24, and Series 66 licenses. Kishor was previously with Northern Trust Securities, Inc., Principal Funds Distributor, Inc., Northwestern Mutual Investment Services, LLC, and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/05/2024 - Present
Calamos Financial Services LLC (NAPERVILLE IL)
IL
12/18/2020 - 10/12/2023
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IA
09/19/2017 - 12/07/2020
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
IA
06/26/2017 - 08/16/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (urbandale IA)
IA
02/26/2013 - 06/05/2017
MORGAN STANLEY (DES MOINES IA)
BOTH
Issued 03/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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