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Kishi Box

Hsbc Securities (usa) Inc.

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About Kishi Box

Kishi Box is an active broker-dealer and investment adviser representative with HSBC Securities (USA) Inc. in Houston, TX. Kishi's career in the financial industry began on 12/21/2022 and includes experience with KPMG CORPORATE FINANCE LLC. Kishi holds the Series 63, Series 79TO, Series 82TO, and SIE licenses and is registered in 53 states plus the District of Columbia and Puerto Rico. Kishi specializes in portfolio management, including management for pooled investment vehicles and businesses.

Firm Information

Kishi Box is currently registered with Hsbc Securities (usa) Inc.. HSBC Securities (USA) Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm provides a range of advisory services, including asset allocation recommendations, selection of other advisers, portfolio management for businesses and pooled investment vehicles. They manage over $50 billion in assets for a diverse clientele including individuals, corporations, and investment companies. The firm has a large team of licensed agents, investment adviser representatives, and registered representatives. They also hold registrations in all 50 states, District of Columbia, Puerto Rico, and Virgin Islands.
Hsbc Securities (usa) Inc.

66 HUSDSON BOULEVARD EAST

NEW YORK, NY 10001

$3.02B

Assets Under Management

Not reported

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Kishi Box’s Registration & Firm History

TX

01/25/2024 - Present

Hsbc Securities (usa) Inc. (HOUSTON TX)

TX

12/21/2022 - 01/17/2024

KPMG CORPORATE FINANCE LLC (Houston TX)

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Licenses & Designations

BC

Issued 03/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/03/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 12/16/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/10/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kishi Box. Review regulatory record here.
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