Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kishan? Claim Your ProfileKishan Narayan is a securities professional with over 9 years of experience in the financial services industry. He is currently registered with Tradition Securities And Derivatives LLC in New York, NY. Kishan Narayan holds the Series 3, Series 7, and Series 63 licenses and is registered in Connecticut and New York. Prior to his current role, Kishan Narayan was employed by Nomura Securities International, Inc., UBS Securities LLC and Morgan Stanley & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/02/2018 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
03/09/2016 - 07/27/2018
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
05/19/2015 - 02/03/2016
UBS SECURITIES LLC (NEW YORK NY)
NY
03/19/2009 - 03/07/2013
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 04/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2009
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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