Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirt? Claim Your ProfileKirt Fredericks is a financial advisor at RBC Capital Markets, LLC. Kirt has been working in the financial services industry since April 1991 and is registered in 30 states, including Washington. Kirt has a broad range of experience in providing financial advice to a variety of clients, including individuals, families, businesses, and institutions. Kirt's areas of expertise include financial planning, investment management, and retirement planning. Kirt is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals. Kirt holds Series 7, Series 63, and Series 65 licenses. Kirt was previously registered with Wells Fargo Clearing Services, LLC and D.A. Davidson & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
04/26/2018 - Present
RBC Capital Markets, LLC (SPOKANE WA)
WA
03/18/2010 - 04/30/2018
WELLS FARGO CLEARING SERVICES, LLC (SPOKANE WA)
WA
05/20/1994 - 03/22/2010
D.A. DAVIDSON & CO. (SPOKANE WA)
WA
01/18/1994 - 05/20/1994
EMPIRE SECURITIES INCORPORATED OF WASHINGTON (SPOKANE WA)
CA
04/06/1992 - 01/31/1994
THE WEIL COMPANY (SAN DIEGO CA)
NA
02/06/1992 - 04/06/1992
IDM SECURITIES CORPORATION
NA
04/03/1991 - 01/15/1992
IDM SECURITIES CORPORATION
IA
Issued 01/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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