Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirstin? Claim Your ProfileKirstin Bucci is a registered representative with UBS Financial Services Inc. Kirstin has been in the financial services industry since June 14, 2012. Kirstin has been registered with UBS Financial Services Inc. since February 18, 2020. Kirstin has also been previously registered with Morgan Stanley & Co., Incorporated, Goldman, Sachs & Co., UBS Securities LLC, SBC Warburg, Inc., and McDonald & Company Securities, Inc. Kirstin is licensed to provide financial services in all 50 states, as well as Puerto Rico and the Virgin Islands. Kirstin holds FINRA Series 4, 7, 16, 63, 66, and SIE licenses. Kirstin offers financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
02/18/2020 - Present
UBS Financial Services Inc. (New York NY)
NY
06/03/1999 - 09/09/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
02/11/1998 - 04/26/1999
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
04/17/1997 - 02/05/1998
UBS SECURITIES LLC (NEW YORK NY)
NY
12/16/1996 - 04/04/1997
SBC WARBURG, INC. (NEW YORK NY)
NY
07/08/1995 - 03/22/1996
FURMAN SELZ LLC (NEW YORK NY)
OH
01/31/1994 - 05/23/1995
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
BOTH
Issued 02/13/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2024
Series 4 - Registered Options Principal Examination
BC
Issued 01/22/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/18/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1996
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 01/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kirstin Bucci is the right advisor for you? Invested Better is here to help.
