Unclaimed
Kirsten Yelena Garwood is a registered representative with Invesco Distributors, Inc. Kirsten has been in the financial services industry since March 21, 1995. Kirsten has a Series 63, Series 4, Series 24, SIE, Series 55, Series 3, and Series 7. Kirsten is registered in Illinois. Kirsten was previously employed by LaSalle St Securities, L.L.C. and United Pacific Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/16/2016 - Present
Invesco Distributors, Inc. (DOWNERS GROVE IL)
IL
09/06/1996 - 06/07/2016
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
CA
11/07/1994 - 08/01/1996
UNITED PACIFIC SECURITIES, INC. (CARLSBAD CA)
BC
Issued 11/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2009
Series 4 - Registered Options Principal Examination
BC
Issued 06/27/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/16/1998
Series 3 - National Commodity Futures Examination
BC
Issued 11/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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