Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirsten? Claim Your ProfileKirsten Michele Dawson is a financial advisor with Wells Fargo Clearing Services, LLC in Tucson, Arizona. Kirsten has been in the industry since 2005. She is a registered investment advisor and holds Series 7, 6, 63, and 66 licenses. Kirsten offers a variety of financial services including investment consulting, financial planning, and portfolio management. Kirsten also has experience with working with pension plans and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/08/2024 - Present
Wells Fargo Clearing Services, LLC (TUCSON AZ)
IL
07/06/2005 - 07/11/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
05/10/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MA
04/10/2001 - 04/29/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IL
09/28/1998 - 03/26/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 12/16/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/30/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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