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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirsten? Claim Your ProfileKirsten Margaret Kiley is a financial advisor at Raymond James & Associates, Inc. Kirsten has been in the financial services industry since September 1987, and has a broad range of experience in investments, financial planning and portfolio management. Kirsten holds Series 4, 7, 9, 10, 24, 31, 52 and 63 licenses as well as the SIE exam. She is registered to provide investment advice and services in all 50 states and Puerto Rico. Prior to joining Raymond James, Kirsten was employed by FIRST UNION SECURITIES, INC. and TRAUB AND COMPANY, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
01/18/2000 - Present
Raymond James & Associates, Inc. (Carmel IN)
MO
12/21/1997 - 10/13/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
IN
09/16/1987 - 12/31/1997
TRAUB AND COMPANY, INC. (INDIANAPOLIS IN)
BC
Issued 10/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 03/02/2006
Series 24 - General Securities Principal Examination
BC
Issued 09/19/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/27/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/15/1987
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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