Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirsten? Claim Your ProfileKirsten Finnegan is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. She is a licensed broker in the state of Texas and is registered with the Financial Industry Regulatory Authority (FINRA). Kirsten is a well-established advisor with over 10 years of experience in the industry. She has a strong background in financial planning and investment management, and has helped many clients achieve their financial goals. Kirsten has a deep understanding of the securities industry and is committed to providing her clients with the highest level of service. She is also committed to staying up-to-date on the latest market trends and regulations to ensure that her clients are always informed and protected. Kirsten previously worked for Securian Financial Services, Inc. in St. Paul, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/14/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
08/24/2020 - 06/15/2021
SECURIAN FINANCIAL SERVICES, INC. (HOUSTON TX)
BOTH
Issued 01/23/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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