Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk? Claim Your ProfileKirk Wolf has been in the financial services industry since 1993 and is currently registered with Gallagher Fiduciary Advisors, LLC in Irvine, CA. Kirk has experience in various financial services roles and is a Series 7, Series 63, Series 26 and Series 65 licensed professional. Kirk's previous employers include Triad Advisors LLC, Lion Street Financial, LLC, Principal Securities, Inc., Principal Funds Distributor, Inc., ICMA-RC Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Chatfield Dean & Co., Inc. Kirk is a registered Investment Advisor Representative in California and Texas and holds the following designations: N/A.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
See schedule d misc. for explanation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/17/2023 - Present
Gallagher Fiduciary Advisors, LLC (Irvine CA)
CA
05/12/2023 - 08/23/2024
TRIAD ADVISORS LLC (Irvine CA)
CA
05/10/2022 - 02/10/2023
LION STREET FINANCIAL, LLC (LAKE FOREST CA)
CA
04/14/2008 - 10/21/2021
PRINCIPAL SECURITIES, INC. (RIVERSIDE CA)
IA
05/05/2008 - 09/25/2008
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
CA
06/24/1996 - 03/04/2008
ICMA-RC SERVICES, LLC (RIVERSIDE CA)
NY
10/27/1993 - 01/16/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
06/29/1993 - 07/06/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 12/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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