Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk? Claim Your ProfileKirk Wendorf is a financial advisor with UBS Financial Services Inc. with over 30 years of experience in the industry. Kirk has held previous positions at Lehman Brothers Inc., Morgan Stanley & Co., Incorporated, Bear, Stearns & Co. Inc. and PaineWebber Incorporated. Kirk is registered with the Securities and Exchange Commission (SEC) and is a registered representative in multiple states. Kirk has a strong background in providing financial advice and investment management services to individuals, families and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
09/19/2008 - Present
UBS Financial Services Inc. (LOS ANGELES CA)
CA
08/14/2002 - 09/24/2008
LEHMAN BROTHERS INC. (LOS ANGELES CA)
NY
04/12/2000 - 08/20/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/13/1998 - 04/14/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
09/07/1993 - 10/21/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/28/1992 - 09/24/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
IA
Issued 10/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/01/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2000
Series 3 - National Commodity Futures Examination
BC
Issued 02/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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