Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kirk? Claim Your ProfileKirk Warren Ritchie is a financial advisor registered with Raymond James & Associates, Inc. Kirk has been in the industry since 1982, and is currently registered with the state of North Carolina and is also registered with the state of Texas. Prior to joining Raymond James & Associates, Inc., Kirk was associated with Morgan Keegan & Company, Inc. and James M. Myers and Co., Inc. Kirk's credentials include holding Series 7, Series 63, Series 24 and Series 53 licenses. Kirk is also a registered Investment Advisor with the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/24/2018 - Present
Raymond James & Associates, Inc. (CHARLOTTE NC)
NC
03/22/2004 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (CHARLOTTE NC)
NC
03/19/1986 - 03/22/2004
JAMES M. MYERS AND CO., INC. (CHARLOTTE NC)
NA
03/07/1983 - 03/04/1986
FIRST UNION BROKERAGE SERVICES, INC.
NA
04/29/1982 - 04/18/1983
E. F. HUTTON & COMPANY INC
IA
Issued 01/12/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/1985
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/20/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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