Invested Better
Unclaimed

Unclaimed

Unclaimed

Kirk Thomas Rostron

Britehorn Securities

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kirk? Claim Your Profile

About Kirk Thomas Rostron

Kirk Rostron is a financial advisor with over 20 years of experience in the industry. Kirk currently works at Britehorn Securities in Denver, Colorado. Kirk's previous experience includes roles at Mercury Capital Advisors, LLC, Capfi Partners LLC, Weild & Co., LLC, WJB Capital Group, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kirk holds the Series 7, Series 31 and Series 63 licenses. Kirk is registered to sell securities in 25 states.

Firm Information

Kirk Rostron is currently registered with Britehorn Securities. Britehorn Securities is a Limited Liability Company formed in 2013. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. Britehorn Securities is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kirk Rostron’s Registration & Firm History

CO

12/23/2016 - Present

Britehorn Securities (DENVER CO)

VA

09/23/2013 - 12/08/2016

MERCURY CAPITAL ADVISORS, LLC (ARLINGTON VA)

NY

07/08/2014 - 03/12/2016

CAPFI PARTNERS LLC (NEW YORK NY)

CO

01/24/2012 - 09/19/2013

WEILD & CO., LLC (BOULDER CO)

NY

12/13/2010 - 01/05/2012

WJB CAPITAL GROUP, INC. (NEW YORK NY)

NY

09/30/2009 - 12/01/2010

CAPFI PARTNERS, LLC (NEW YORK NY)

WV

05/06/2009 - 06/11/2009

MONTECITO ADVISORS, INC. (LEWISBURG WV)

NY

03/01/2006 - 11/11/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

IL

08/30/2005 - 03/02/2006

HOVDE SECURITIES LLC (INVERNESS IL)

NY

07/06/2001 - 05/10/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

12/07/1998 - 11/02/1999

6800 CAPITAL SECURITIES, INC. (PRINCETON NJ)

MD

10/03/1997 - 12/11/1998

BEACON GLOBAL ADVISORS, INC. (NORTH BETHESDA MD)

NJ

09/07/1995 - 02/28/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

Not sure if Kirk Thomas Rostron is right for you?

Licenses & Designations

BC

Issued 09/15/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 09/06/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Kirk Thomas Rostron. Review regulatory record here.
Not sure if Kirk Thomas Rostron is right for you?