Unclaimed
Kirk Rostron is a financial advisor with over 20 years of experience in the industry. Kirk currently works at Britehorn Securities in Denver, Colorado. Kirk's previous experience includes roles at Mercury Capital Advisors, LLC, Capfi Partners LLC, Weild & Co., LLC, WJB Capital Group, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kirk holds the Series 7, Series 31 and Series 63 licenses. Kirk is registered to sell securities in 25 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/23/2016 - Present
Britehorn Securities (DENVER CO)
VA
09/23/2013 - 12/08/2016
MERCURY CAPITAL ADVISORS, LLC (ARLINGTON VA)
NY
07/08/2014 - 03/12/2016
CAPFI PARTNERS LLC (NEW YORK NY)
CO
01/24/2012 - 09/19/2013
WEILD & CO., LLC (BOULDER CO)
NY
12/13/2010 - 01/05/2012
WJB CAPITAL GROUP, INC. (NEW YORK NY)
NY
09/30/2009 - 12/01/2010
CAPFI PARTNERS, LLC (NEW YORK NY)
WV
05/06/2009 - 06/11/2009
MONTECITO ADVISORS, INC. (LEWISBURG WV)
NY
03/01/2006 - 11/11/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
08/30/2005 - 03/02/2006
HOVDE SECURITIES LLC (INVERNESS IL)
NY
07/06/2001 - 05/10/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
12/07/1998 - 11/02/1999
6800 CAPITAL SECURITIES, INC. (PRINCETON NJ)
MD
10/03/1997 - 12/11/1998
BEACON GLOBAL ADVISORS, INC. (NORTH BETHESDA MD)
NJ
09/07/1995 - 02/28/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 09/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 09/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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